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IIA IIA-CFSA-BANK

IIA-CFSA-BANK

Exam Code: IIA-CFSA-BANK

Exam Name: Certified Financial Services Auditor - Banking

Updated: Aug 21, 2026

Q&A Number: 0 Q&As

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Auditing Financial Services Products25%- Banking products and services
  • 1. Commercial lending
    • 2. Investment and trust services
      • 3. Treasury and cash management
        • 4. Retail banking
          Regulatory Environment15%- Banking regulations and compliance
          • 1. Capital adequacy and risk management requirements
            • 2. Regulatory agencies and oversight
              • 3. Anti-money laundering requirements
                • 4. Consumer protection regulations
                  Auditing Financial Services Processes15%- Operational auditing
                  • 1. Loan processing
                    • 2. Deposit operations
                      • 3. Fraud prevention and detection
                        • 4. Information systems and technology controls
                          Financial Services Auditing25%- Risk assessment and audit planning
                          • 1. Audit engagement planning
                            • 2. Financial services risk identification
                              • 3. Internal control evaluation
                                Banking Discipline20%- Banking-specific knowledge
                                • 1. Capital management
                                  • 2. Liquidity risk
                                    • 3. Credit risk management
                                      • 4. Interest rate risk
                                        • 5. Bank governance and regulatory expectations
                                          • 6. Asset and liability management

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